2 Jobs found

About the role• Collect, analyse, verify, and maintain of client/investor AML/KYC documentation.• Perform risk assessments, review sanctions and CTF alerts as per procedures.• Investor on-boarding and on-going due diligence in line with the company's procedures, TA-AML/KYC guidelines or Clients specific KYC policy for investors investing in the Funds/Structures, with particular focus on Private Capital, complex Private Equity, Real Estate, Debt, Infrastructure.• Support and clarification to investors, distributors and ensure on time documentation verification.• Follow Clients specific KYC policy for investors investing in the Funds. • Collect information and classify in line with various regulations such as FATCA, CRS, AIFMD, UBO identification. • Verify the investors' names against blackl...

About The Role• Interpretation on how regulatory impact the business and undertaking required gap analysis/assessing their impact on the business• performing compliance checks• Reviewing and monitoring the compliance policies and procedures• Compliance reporting to the Management Company/Board and Executive committee, to the group compliance function, as well as to Fund boards• Regulatory advising and providing support to business and all areas of Compliance operations under Director's lead• Keeping good relations with regulators and auditors• Oversee regulatory reporting requirements, deadline• Offering compliance training to the company's employees• Support for new fund launches and other fund related project• Well maintaining of compliance registers including complaints register, regula...